Kuo-Hao Lin

林國皓
CE No. AXC643 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuo-Hao Lin (林國皓), a licensed former licensee with CE reference AXC643. This person has 14.2 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2021-02-25 2025-10-31
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2021-02-25 2025-10-31
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2011-10-03 2020-11-25
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 1 - Dealing in securities 2011-10-03 2020-11-25
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2011-10-03 2020-11-25
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 7 - Providing automated trading services 2011-10-03 2013-11-01
Cowen Structured Products Hong Kong Limited Rep Type 1 - Dealing in securities 2011-05-03 2011-09-02

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Kuo-Hao Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
George Michel Lucien la Branche IV Cowen Structured Products Hong Kong Limited 2011
Raino Allen Saari Cowen Structured Products Hong Kong Limited 2011
Explore the interactive colleague network →

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