Shuoliang Nie
聶碩良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuoliang Nie (聶碩良), a licensed former licensee with CE reference AWX068. This person has 6.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-07 | 2020-06-15 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-07 | 2020-06-15 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-07 | 2020-06-15 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-03 | 2013-06-15 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-03 | 2013-06-15 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-03-03 | 2013-06-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuoliang Nie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.