King Kei Tam
譚景基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Kei Tam (譚景基), a licensed former licensee with CE reference AWW796. This person has 10.8 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-11 | 2023-01-13 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-11 | 2023-01-13 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-27 | 2022-03-28 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-27 | 2022-03-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-10 | 2021-04-27 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-10 | 2021-02-25 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-10 | 2021-04-27 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-10 | 2021-04-27 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-15 | 2019-04-28 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-15 | 2019-04-28 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-15 | 2019-04-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-15 | 2017-02-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-15 | 2017-02-28 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-09-15 | 2017-02-28 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-15 | 2014-08-24 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-15 | 2014-08-24 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-08-15 | 2014-08-24 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-26 | 2014-07-05 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-02 | 2014-07-05 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-03-02 | 2014-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Kei Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.