Peng Wang
王鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Wang (王鵬), a licensed former licensee with CE reference AWT306. This person has 8.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-09-19 | 2019-07-31 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 - Asset management | 2018-09-19 | 2019-07-31 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-10 | 2018-09-19 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-09-10 | 2018-09-19 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-08-03 | 2018-06-01 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-08-03 | 2018-06-01 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-20 | 2017-08-03 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-12-21 | 2017-08-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-21 | 2012-02-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peng Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.