Kwai Fong Wai
韋桂芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Fong Wai (韋桂芳), a licensed former licensee with CE reference AWQ619. This person has 12.4 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Purple Tee Capital Limited 普德資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-01-05 | 2023-12-15 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-04-08 | 2022-12-23 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-02-24 | 2021-04-08 |
| Sunfund Capital Limited 東皓資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-07-30 | 2021-02-14 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-06 | 2021-02-14 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-06 | 2021-02-14 |
| Sunfund Capital Limited 東皓資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-07-06 | 2020-07-30 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-09 | 2020-06-24 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-09 | 2020-06-24 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-06-09 | 2020-06-24 |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-04 | 2014-03-21 |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-12-19 | 2014-03-21 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-01-14 | 2012-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwai Fong Wai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.