Shuyue Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuyue Tan (譚姝玥), a licensed Responsible Officer with CE reference AWP011. Currently licensed at 1 firm(s): Prudence Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-01-22 | present |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2019-01-22 | present |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-10 | 2021-04-28 |
| Fangyuan Capital (Hong Kong) Limited 方圓資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-04-17 | 2019-01-16 |
| Fangyuan Capital (Hong Kong) Limited 方圓資本(香港)有限公司 |
RO | Type 9 - Asset management | 2018-04-17 | 2019-01-16 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-24 | 2019-12-10 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-18 | 2019-01-22 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-01-31 | 2019-01-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuyue Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.