Yiu Nam Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Nam Chan (陳耀南), a licensed Responsible Officer with CE reference AWN387. Currently licensed at 2 firm(s): Crosby Securities Limited, Emperor Corporate Finance Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 15.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-12-02 | present |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-28 | present |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-08-22 | present |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-25 | 2018-08-28 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-25 | 2016-08-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Nam Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.