Wai Hung Law
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hung Law (羅偉雄), a licensed Responsible Officer with CE reference AVZ536. Currently licensed at 1 firm(s): AP Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AP Capital Limited |
RO | Type 1 - Dealing in securities | 2023-08-22 | present |
| AP Capital Limited |
RO | Type 4 - Advising on securities | 2022-11-30 | present |
| AP Capital Limited |
RO | Type 9 - Asset management | 2022-11-30 | present |
| AP Capital Limited |
Rep | Type 4 - Advising on securities | 2022-11-02 | 2022-11-30 |
| AP Capital Limited |
Rep | Type 9 - Asset management | 2022-11-02 | 2022-11-30 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 4 - Advising on securities | 2018-11-14 | 2022-10-14 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 9 - Asset management | 2018-11-14 | 2022-10-14 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
Rep | Type 4 - Advising on securities | 2018-10-11 | 2018-11-14 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
Rep | Type 9 - Asset management | 2018-10-11 | 2018-11-14 |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-06-19 | 2018-10-02 |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 4 - Advising on securities | 2014-06-19 | 2018-10-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Hung Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.