Bernadette Nga Ting So
蘇雅婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernadette Nga Ting So (蘇雅婷), a licensed Representative with CE reference AVY580. Currently licensed at 1 firm(s): WRise Capital Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 13.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Capital Limited 昇世資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-04-16 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-27 | 2024-07-23 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-27 | 2024-07-23 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-20 | 2019-04-30 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-20 | 2019-04-30 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-07-20 | 2019-04-30 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-01 | 2015-08-15 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-02-01 | 2015-08-15 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-24 | 2015-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bernadette Nga Ting So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.