Chi Ming Tsoi

蔡智明
CE No. AVX934 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Tsoi (蔡智明), a licensed Representative with CE reference AVX934. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 15.8 years of SFC licence history. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
Barclays Capital Asia Limited
巴克萊亞洲有限公司		 Rep Type 1 - Dealing in securities 2013-05-21 present
Barclays Capital Asia Limited
巴克萊亞洲有限公司		 Rep Type 2 - Dealing in futures contracts 2013-05-21 present
Rabo Brokerage HK Limited
荷合證券香港有限公司		 Rep Type 1 - Dealing in securities 2010-09-17 2013-04-26

Worked alongside

The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ming Tsoi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kat Cheung Cheung Rabo Brokerage HK Limited 2010–2013
Ka Ping Cheung Rabo Brokerage HK Limited 2010–2013
Chun Kit Chui Rabo Brokerage HK Limited 2010–2013
Abraham Shuen Chung Lee Rabo Brokerage HK Limited 2010–2013
Martijn Jacob Christiaan Nijziel Rabo Brokerage HK Limited 2010–2013
Howard Tong Rabo Brokerage HK Limited 2010–2013
Ka Lai Tai Rabo Brokerage HK Limited 2010–2013
Kin Yi Wong Rabo Brokerage HK Limited 2010–2013
Chun Wai Yang Rabo Brokerage HK Limited 2010–2013
Cho Ho So Rabo Brokerage HK Limited 2010–2013
Chak Yan Martin Wong Rabo Brokerage HK Limited 2010–2013
Edwin Bernard Rabo Brokerage HK Limited 2011–2013
Roland Philip Henry Weatherall Rabo Brokerage HK Limited 2010–2012
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