Xiaoxiang Cai
蔡小翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxiang Cai (蔡小翔), a licensed former licensee with CE reference AVX210. This person has 12.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2013-07-29 | 2023-06-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2013-07-29 | 2023-06-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2013-07-29 | 2023-06-20 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-10-26 | 2013-07-05 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-10-26 | 2013-07-05 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2010-10-26 | 2013-07-05 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoxiang Cai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.