Stuart Knowling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Knowling, a licensed Responsible Officer with CE reference AVW498. Currently licensed at 1 firm(s): DRW (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 6.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DRW (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2024-08-21 | present |
| DRW (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2024-08-21 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-17 | 2022-09-30 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 4 - Advising on securities | 2017-10-17 | 2022-09-30 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 7 - Providing automated trading services | 2017-10-17 | 2022-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stuart Knowling during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.