Thomas Markus Holzherr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Markus Holzherr, a licensed former licensee with CE reference AVS009. This person has 13.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-22 | 2025-09-26 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-22 | 2025-09-26 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2012-06-01 | 2025-01-31 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2012-06-01 | 2025-01-31 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2012-06-01 | 2025-01-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-08-16 | 2011-08-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-08-16 | 2011-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Markus Holzherr during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.