Lai Hung Ku
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Hung Ku (古麗紅), a licensed Responsible Officer with CE reference AVR238. Currently licensed at 2 firm(s): CLSA Limited, CITIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 14.0 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-10-20 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-10-20 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-10-20 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-10 | 2025-10-20 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-10 | 2025-10-20 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-09-10 | 2025-10-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-02-01 | 2023-10-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-02-01 | 2023-10-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-02-01 | 2023-10-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-16 | 2021-02-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-16 | 2021-02-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-12-16 | 2021-02-01 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-09 | 2012-10-31 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-09 | 2013-11-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Hung Ku during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Andy To Chung Wai | BOCI Asia Limited | 2010–2013 |
| Tianxiao Yang | BOCI Asia Limited | 2010–2013 |
| Yiqing Zhao | BOCI Asia Limited | 2010–2013 |
| Siu Ming Lee | BOCI Asia Limited | 2010–2013 |
| Sarah Lai Wong | BOCI Asia Limited | 2010–2013 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2010–2013 |
| Mario Altenburger | BOCI Asia Limited | 2010–2013 |
| Fang Bian | BOCI Asia Limited | 2010–2013 |
| Joseph Kwok Wai Chan | BOCI Asia Limited | 2010–2013 |
| Rong Lu | BOCI Asia Limited | 2010–2013 |
| Yiu Kei Leung | BOCI Asia Limited | 2010–2013 |
| Ka Man Leung | BOCI Asia Limited | 2010–2013 |
| Pauline Wai Wah Lee | BOCI Asia Limited | 2010–2013 |
| Tong Li | BOCI Asia Limited | 2010–2013 |
| Kin Man Lee | BOCI Asia Limited | 2010–2013 |
| Wai Yee Cammy Lam | BOCI Asia Limited | 2010–2013 |
| Chi Kin Mak | BOCI Asia Limited | 2010–2013 |
| Kevin Chun Wai Ma | BOCI Asia Limited | 2010–2013 |
| Michael Sin Yue Mak | BOCI Asia Limited | 2010–2013 |
| Rowena See Wai Ng | BOCI Asia Limited | 2010–2013 |