David Kwok Hei Lau
劉國熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kwok Hei Lau (劉國熙), a licensed former licensee with CE reference AVN397. This person has 10.4 years of SFC licence history. Total licence records on file: 13.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 1 - Dealing in securities | 2021-02-17 | 2022-05-12 |
| Wells Fargo Securities Asia Limited | RO | Type 4 - Advising on securities | 2021-02-17 | 2022-05-12 |
| Wells Fargo Securities Asia Limited | RO | Type 6 - Advising on corporate finance | 2021-02-17 | 2022-05-12 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-10-22 | 2021-02-17 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2013-10-22 | 2021-02-17 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2013-10-22 | 2021-02-17 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-08-08 | 2013-08-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-08-02 | 2012-05-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-08-02 | 2012-05-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-08-02 | 2012-05-24 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-08-02 | 2012-05-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-08-02 | 2012-05-24 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-08-02 | 2012-05-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Kwok Hei Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.