Hong Wu
吳弘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Wu (吳弘), a licensed former licensee with CE reference AVM922. This person has 10.4 years of SFC licence history. Total licence records on file: 21.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Far East Horizon Asset Management Limited 遠東宏信資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-08-08 | 2022-09-30 |
| Far East Horizon Asset Management Limited 遠東宏信資產管理有限公司 |
RO | Type 9 - Asset management | 2022-08-08 | 2022-09-30 |
| Far East Horizon Asset Management Limited 遠東宏信資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-14 | 2022-08-08 |
| Far East Horizon Asset Management Limited 遠東宏信資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-07-14 | 2022-08-08 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 4 - Advising on securities | 2019-08-16 | 2021-10-02 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 9 - Asset management | 2019-08-16 | 2021-10-02 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-06 | 2019-08-16 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-03-06 | 2021-10-02 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 - Asset management | 2019-03-06 | 2019-08-16 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-04 | 2018-05-31 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-08-04 | 2018-05-31 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-15 | 2017-05-14 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-01-16 | 2017-05-14 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 9 - Asset management | 2015-01-16 | 2017-05-14 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-21 | 2015-01-16 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-08-21 | 2015-01-16 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-04 | 2013-08-05 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-04 | 2013-08-05 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-09-16 | 2012-03-16 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2010-12-31 | 2013-08-05 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-07-20 | 2010-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hong Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.