Samuel Ming Sum Kwok
郭銘琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Ming Sum Kwok (郭銘琛), a licensed Responsible Officer with CE reference AVL823. Currently licensed at 1 firm(s): Fitch (Hong Kong) Limited. Active regulated activities: Type 10 - Providing credit rating services. This person has 13.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
RO | Type 10 - Providing credit rating services | 2022-08-02 | present |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 - Providing credit rating services | 2016-11-01 | 2022-08-02 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-09 | 2014-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Samuel Ming Sum Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.