Shao Jun Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shao Jun Lim, a licensed former licensee with CE reference AVK803. This person has 1.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2011-11-25 | 2012-03-08 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-07-12 | 2012-03-08 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-07-12 | 2012-03-08 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-07-12 | 2012-03-08 |