Shirong Zhu
朱世融
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirong Zhu (朱世融), a licensed former licensee with CE reference AVI743. This person has 12.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-12 | 2023-08-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-12 | 2023-08-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-12 | 2023-08-10 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-11 | 2021-06-25 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-05-11 | 2021-06-25 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-05-11 | 2021-06-25 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-04 | 2017-05-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-04 | 2017-05-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-04 | 2017-05-11 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2014-07-11 | 2015-07-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2014-07-11 | 2015-07-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-11 | 2015-07-14 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-04 | 2014-06-28 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-18 | 2011-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shirong Zhu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Meng Hua Ng | BOCI Asia Limited | 2010–2014 |
| Vincent Chi Kin Lau | BOCI Asia Limited | 2010–2014 |
| William Wai Tak Tong | BOCI Asia Limited | 2010–2014 |
| Dijiang Zhang | BOCI Asia Limited | 2010–2014 |
| Xiaolu Chen | BOCI Asia Limited | 2010–2014 |
| Kam Pui Chan | BOCI Asia Limited | 2010–2014 |
| Yi Shen | BOCI Asia Limited | 2010–2014 |
| Yan Cheng | BOCI Asia Limited | 2010–2014 |
| Xiaohui Yan | BOCI Asia Limited | 2010–2014 |
| Zhihua Zhang | BOCI Asia Limited | 2010–2014 |
| Chun Fai Fong | BOCI Asia Limited | 2010–2014 |
| Paul Chau | BOCI Asia Limited | 2010–2014 |
| Rui Gong | BOCI Asia Limited | 2010–2014 |
| Lili Chen | BOCI Asia Limited | 2010–2014 |
| Rong Dai | BOCI Asia Limited | 2010–2014 |
| Jia Wang | BOCI Asia Limited | 2010–2014 |
| Guilin Zhang | BOCI Asia Limited | 2010–2014 |
| Wayne Holt Chan | BOCI Asia Limited | 2010–2014 |
| Jing Xu | BOCI Asia Limited | 2011–2014 |
| Kenneth Chi Kin Chung | BOCI Asia Limited | 2011–2014 |