Chi Chung Chung
鍾子聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chung Chung (鍾子聰), a licensed former licensee with CE reference AVI422. This person has 11.7 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2020-10-27 | 2022-09-27 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-03 | 2022-09-27 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-02-03 | 2022-09-27 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-11-20 | 2022-09-27 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-30 | 2020-10-27 |
| Genting Securities Limited | RO | Type 1 - Dealing in securities | 2017-08-03 | 2019-07-31 |
| Genting Securities Limited | Rep | Type 1 - Dealing in securities | 2017-06-28 | 2017-08-03 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-11 | 2017-06-18 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-07 | 2016-01-22 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-27 | 2014-10-02 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-27 | 2014-10-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-31 | 2011-04-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-17 | 2011-04-15 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-12-17 | 2011-04-15 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-17 | 2010-12-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-17 | 2010-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Chung Chung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.