Nikhil Garg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nikhil Garg, a licensed Representative with CE reference AVH861. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 1.0 year of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-11 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-10 | 2015-03-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-06-11 | 2011-04-27 |