James Michael Stewart

CE No. AVF503 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Michael Stewart, a licensed former licensee with CE reference AVF503. This person has 2.0 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2014-03-18 2014-08-09
CLSA Limited
中信里昂證券有限公司		 Rep Type 4 - Advising on securities 2010-05-25 2012-01-17

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