Chao Dai

戴超
CE No. AVD234 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Dai (戴超), a licensed former licensee with CE reference AVD234. This person has 10.3 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司
Rep Type 4 - Advising on securities 2018-08-10 2020-11-06
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 4 - Advising on securities 2010-10-19 2018-06-15
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 4 - Advising on securities 2010-05-03 2010-09-21
Daiwa Institute of Research (Hong Kong) Limited
大和總研(香港)有限公司
Rep Type 4 - Advising on securities 2010-05-03 2010-09-21

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chao Dai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Cheuk Man Yau DBS Vickers (Hong Kong) Limited 2010–2018
Mavis Ming Wai Hui DBS Vickers (Hong Kong) Limited 2010–2018
Wai Ming Kong DBS Vickers (Hong Kong) Limited 2010–2018
Patricia Kai Ki Yeung DBS Vickers (Hong Kong) Limited 2010–2018
Paul Pau Lee Yong DBS Vickers (Hong Kong) Limited 2010–2018
Liang He DBS Vickers (Hong Kong) Limited 2010–2018
Shew Keng Miu DBS Vickers (Hong Kong) Limited 2010–2018
Dan Wang DBS Vickers (Hong Kong) Limited 2010–2018
Tsz Wang Tam DBS Vickers (Hong Kong) Limited 2010–2018
Wai Lun Yee DBS Vickers (Hong Kong) Limited 2010–2017
Ho Wan Lee DBS Vickers (Hong Kong) Limited 2010–2017
Huichun Wu DBS Vickers (Hong Kong) Limited 2010–2016
Jaehak Kim DBS Vickers (Hong Kong) Limited 2010–2016
Dennis Che Jung Lam DBS Vickers (Hong Kong) Limited 2010–2018
Jasamine Kit Ying Lai DBS Vickers (Hong Kong) Limited 2010–2018
Ru Li DBS Vickers (Hong Kong) Limited 2010–2015
Ka Man Leung DBS Vickers (Hong Kong) Limited 2010–2018
See Mun Hui DBS Vickers (Hong Kong) Limited 2010–2018
Carol Shu-Yen Wu DBS Vickers (Hong Kong) Limited 2010–2018
Alison Ho Yee Fok DBS Vickers (Hong Kong) Limited 2014–2018
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