Sok Mun Wan
溫淑敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sok Mun Wan (溫淑敏), a licensed former licensee with CE reference AVD145. This person has 2.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-29 | 2013-09-27 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-05-17 | 2012-09-06 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-01-19 | 2012-09-06 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2011-01-19 | 2012-09-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sok Mun Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.