Ian Alexander Cohen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Alexander Cohen, a licensed former licensee with CE reference AVB976. This person has 5.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Management Asia Pacific Limited | RO | Type 1 - Dealing in securities | 2023-01-11 | 2023-12-31 |
| Apollo Management Asia Pacific Limited | RO | Type 4 - Advising on securities | 2023-01-11 | 2023-12-31 |
| Apollo Management Asia Pacific Limited | RO | Type 9 - Asset management | 2022-10-03 | 2023-12-31 |
| Apollo Management Asia Pacific Limited | Rep | Type 9 - Asset management | 2022-08-31 | 2022-10-03 |
| Apollo Management Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2021-12-10 | 2023-01-11 |
| Apollo Management Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2020-07-02 | 2023-01-11 |
| Apollo Management Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-06-04 | 2020-07-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-21 | 2012-05-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ian Alexander Cohen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.