Tsz Wai Tong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wai Tong (唐子維), a licensed Responsible Officer with CE reference AUT494. Currently licensed at 1 firm(s): Times Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.7 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Times Capital Limited 標至資本有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-28 | present |
| Times Capital Limited 標至資本有限公司 |
RO | Type 4 - Advising on securities | 2025-02-28 | present |
| Times Capital Limited 標至資本有限公司 |
RO | Type 9 - Asset management | 2025-02-28 | present |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-03-18 | 2024-08-30 |
| DL Digital Family Office (HK) Limited 德林數字家族辦公室(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-03-18 | 2024-08-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-03-18 | 2024-08-30 |
| DL Digital Family Office (HK) Limited 德林數字家族辦公室(香港)有限公司 |
RO | Type 9 - Asset management | 2024-03-18 | 2024-08-30 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-11-27 | 2024-02-16 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-16 | 2023-11-27 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-16 | 2024-02-16 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-05-16 | 2024-02-16 |
| Averest Capital Limited 永桐資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-04 | 2023-05-03 |
| Averest Capital Limited 永桐資本有限公司 |
Rep | Type 9 - Asset management | 2019-04-04 | 2023-05-03 |
| Averest Capital Limited 永桐資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-27 | 2023-05-03 |
| Averest Capital Limited 永桐資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-17 | 2019-02-27 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 - Asset management | 2017-09-26 | 2018-07-13 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-01 | 2018-07-13 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-01 | 2018-07-13 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-10 | 2017-05-14 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-26 | 2017-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Wai Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.