Ka Sing Ngan
顏嘉昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Sing Ngan (顏嘉昇), a licensed former licensee with CE reference AUM483. This person has 13.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-02-10 | 2023-08-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-01-19 | 2023-08-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 - Advising on securities | 2021-01-19 | 2023-08-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 - Advising on securities | 2021-01-19 | 2023-08-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 - Asset management | 2021-01-19 | 2023-08-31 |
| Modern Innovative Securities Limited 新質證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-04 | 2020-10-16 |
| Modern Innovative Securities Limited 新質證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-04 | 2020-10-16 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-04 | 2020-10-16 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-08-04 | 2020-10-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-15 | 2017-06-25 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-06-07 | 2017-06-25 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-04 | 2017-06-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-08 | 2017-06-25 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-27 | 2011-07-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Sing Ngan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.