Doris Yuen Yee Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Yuen Yee Lam (林婉儀), a licensed Representative with CE reference AUM216. Currently licensed at 1 firm(s): Blackhorn Wealth Management Limited . Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-07-08 | present |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 9 - Asset management | 2024-07-08 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-02 | 2021-03-08 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-02 | 2021-03-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-11 | 2010-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Doris Yuen Yee Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.