Anthony Sze-Long Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Sze-Long Li (李思朗), a licensed Responsible Officer with CE reference AUK438. Currently licensed at 1 firm(s): Metro Ascent Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 15.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Metro Ascent Capital Limited 百得資本有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-28 | present |
| Metro Ascent Capital Limited 百得資本有限公司 |
RO | Type 4 - Advising on securities | 2017-07-28 | present |
| Metro Ascent Capital Limited 百得資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-07-28 | present |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2011-01-10 | 2016-12-28 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 4 - Advising on securities | 2011-01-10 | 2016-12-28 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-01-10 | 2016-12-28 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-20 | 2011-01-10 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-20 | 2011-01-10 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-07-20 | 2011-01-10 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-30 | 2010-07-11 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-30 | 2010-07-11 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-12-30 | 2010-07-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anthony Sze-Long Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.