Olivier Norbert Gaston Roma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Olivier Norbert Gaston Roma, a licensed Representative with CE reference AUJ134. Currently licensed at 1 firm(s): Marex Financial Services Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 16.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-02-15 | present |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2017-02-15 | present |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-26 | 2016-12-30 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-26 | 2016-12-30 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-12-21 | 2011-09-25 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-12-21 | 2011-09-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Olivier Norbert Gaston Roma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.