Yee Nam Lee
李怡南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Nam Lee (李怡南), a licensed Representative with CE reference AUC313. Currently licensed at 1 firm(s): Blackhorn Wealth Management Limited . Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-05-07 | present |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 9 - Asset management | 2026-05-07 | present |
| East Crest Capital Limited | RO | Type 4 - Advising on securities | 2026-03-04 | 2026-04-22 |
| East Crest Capital Limited | RO | Type 9 - Asset management | 2026-03-04 | 2026-04-22 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-07-08 | 2025-06-30 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 9 - Asset management | 2024-07-08 | 2025-06-30 |
| ALPS Capital Management Limited | Rep | Type 1 - Dealing in securities | 2014-01-03 | 2024-06-30 |
| ALPS Capital Management Limited | Rep | Type 4 - Advising on securities | 2009-11-10 | 2024-06-30 |
| ALPS Capital Management Limited | Rep | Type 9 - Asset management | 2009-11-10 | 2024-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Nam Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.