Ursula Yee Har Tsui
崔依霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ursula Yee Har Tsui (崔依霞), a licensed former licensee with CE reference AUB434. This person has 7.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-14 | 2024-11-04 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2021-03-22 | 2023-05-19 |
| Aspen Hill Partners (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-05-14 | 2014-06-01 |
| Aspen Hill Partners (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-05-14 | 2014-06-01 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-03 | 2012-03-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-11-03 | 2011-02-01 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-11-03 | 2012-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ursula Yee Har Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.