Shashank Rathi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shashank Rathi, a licensed Responsible Officer with CE reference ATW910. Currently licensed at 1 firm(s): Pharo Management (HK) Limited. Active regulated activities: Type 9 - Asset management. This person has 16.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pharo Management (HK) Limited 發邏資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2018-10-25 | present |
| Pharo Management (HK) Limited 發邏資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-04-03 | 2018-10-25 |
| Capula Investment Management Asia Limited | Rep | Type 1 - Dealing in securities | 2014-05-13 | 2018-03-12 |
| Capula Investment Management Asia Limited | Rep | Type 9 - Asset management | 2014-05-13 | 2018-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-02 | 2014-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-09-30 | 2014-02-26 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-09-30 | 2010-09-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shashank Rathi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.