Manish Berlia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Manish Berlia, a licensed former licensee with CE reference ATV437. This person has 9.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-06 | 2023-12-24 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-06 | 2023-12-24 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-06 | 2023-12-24 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2012-05-14 | 2014-10-07 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2011-07-14 | 2015-03-24 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2011-07-14 | 2015-03-24 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-29 | 2010-12-02 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-29 | 2010-12-02 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-10-29 | 2010-12-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Manish Berlia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.