Simon Devereux Clement Harman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Devereux Clement Harman, a licensed former licensee with CE reference ATR662. This person has 9.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ascent Capital Advisors Limited | Rep | Type 1 - Dealing in securities | 2019-01-23 | 2020-04-01 |
| Qantex Capital Markets Limited | RO | Type 1 - Dealing in securities | 2017-12-06 | 2018-08-03 |
| Qantex Capital Markets Limited | RO | Type 2 - Dealing in futures contracts | 2017-12-06 | 2018-08-03 |
| Qantex Capital Markets Limited | Rep | Type 1 - Dealing in securities | 2017-11-09 | 2017-12-06 |
| Qantex Capital Markets Limited | Rep | Type 2 - Dealing in futures contracts | 2017-11-09 | 2017-12-06 |
| GFI (HK) Securities L.L.C. | RO | Type 2 - Dealing in futures contracts | 2017-07-31 | 2017-08-09 |
| Sunrise Brokers (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2009-12-09 | 2017-07-05 |
| Sunrise Brokers (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2009-12-09 | 2017-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Devereux Clement Harman during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.