Janet Tze Yan Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janet Tze Yan Li (李子恩), a licensed Responsible Officer with CE reference ATN771. Currently licensed at 1 firm(s): BEA Union Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-25 | present |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 4 - Advising on securities | 2023-10-25 | present |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 9 - Asset management | 2023-10-25 | present |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-03 | 2023-10-25 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-03 | 2023-10-25 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 - Asset management | 2023-10-03 | 2023-10-25 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-01 | 2023-08-11 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-08-01 | 2023-08-11 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 9 - Asset management | 2018-08-01 | 2023-08-11 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-20 | 2017-10-31 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-04 | 2017-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Janet Tze Yan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.