Neil Alexander Stewart Beveridge
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Alexander Stewart Beveridge, a licensed Responsible Officer with CE reference ATM595. Currently licensed at 1 firm(s): Sanford C. Bernstein (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 17.0 years of SFC licence history. Total licence records on file: 5.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 1 - Dealing in securities | 2011-09-28 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 4 - Advising on securities | 2011-09-28 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-15 | 2011-10-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-15 | 2011-10-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-14 | 2009-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Neil Alexander Stewart Beveridge during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.