Man Sa Lee
利曼莎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Sa Lee (利曼莎), a licensed former licensee with CE reference ASZ376. This person has 10.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-11 | 2019-07-31 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-06-11 | 2019-07-31 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-26 | 2014-05-09 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-26 | 2014-05-09 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-04 | 2012-01-14 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-20 | 2012-01-14 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-04 | 2010-08-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-18 | 2010-08-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Sa Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.