Freddie Kuok Lin Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Freddie Kuok Lin Tan, a licensed former licensee with CE reference ASQ162. This person has 10.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2019-11-01 |
| UBS Securities Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2016-12-19 | 2019-11-01 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2015-11-24 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-06-01 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-03-27 | 2019-11-01 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2009-03-27 | 2019-11-01 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2009-03-27 | 2015-11-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Freddie Kuok Lin Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.