Wai Lam
林煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lam (林煒), a licensed former licensee with CE reference ASP034. This person has 15.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-16 | 2024-07-04 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-16 | 2024-07-04 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-25 | 2023-01-13 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-25 | 2023-01-13 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-04 | 2018-01-19 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-03 | 2018-01-19 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-31 | 2016-12-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-24 | 2014-07-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-20 | 2010-06-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.