David Anthony McIntosh

CE No. ASM394 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Anthony McIntosh, a licensed former licensee with CE reference ASM394. This person has 7.4 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2016-01-04 2017-06-09
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2015-03-23 2015-07-17
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 7 - Providing automated trading services 2015-03-23 2015-07-17
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 - Dealing in securities 2013-10-23 2015-07-17
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2010-07-02 2013-07-23
ABN AMRO Financial Products Limited Rep Type 1 - Dealing in securities 2009-03-09 2010-05-05

Worked alongside

The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as David Anthony McIntosh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Valerie Rossi ABN AMRO Financial Products Limited 2009–2010
Sze Man Lo ABN AMRO Financial Products Limited 2009–2010
Gerald Chi Shing Yip ABN AMRO Financial Products Limited 2009–2010
Mark R Wood ABN AMRO Financial Products Limited 2009–2010
Mei Mei Hung ABN AMRO Financial Products Limited 2009–2010
Xian Jia Huang ABN AMRO Financial Products Limited 2009–2010
Jimmy Chi Him Ip ABN AMRO Financial Products Limited 2009–2010
Angus McArthur McLeod ABN AMRO Financial Products Limited 2009–2010
Colin Silver ABN AMRO Financial Products Limited 2009–2010
Seng Gene Lim ABN AMRO Financial Products Limited 2009–2010
Ewoud Arie Jan Sonneveld ABN AMRO Financial Products Limited 2009
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