Shing Him Wong
黃成謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Him Wong (黃成謙), a licensed former licensee with CE reference ASG434. This person has 3.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SynerWealth Financial Limited 匯心金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-04 | 2012-02-20 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-23 | 2009-11-26 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-23 | 2009-11-26 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-14 | 2009-03-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Him Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.