Chao Huang
黃超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Huang (黃超), a licensed Responsible Officer with CE reference ASF493. Currently licensed at 1 firm(s): uSmart Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.0 years of SFC licence history. Total licence records on file: 38.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 4 - Advising on securities | 2026-02-20 | present |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 9 - Asset management | 2026-02-20 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-23 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-23 | 2026-02-20 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 - Asset management | 2025-12-23 | 2026-02-20 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-06-03 | 2025-10-27 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 9 - Asset management | 2025-06-03 | 2025-10-27 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-03-28 | 2025-06-03 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-03-28 | 2025-06-03 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-01-10 | 2023-08-15 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 9 - Asset management | 2023-01-10 | 2023-08-15 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-11 | 2023-01-10 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-11-11 | 2023-01-10 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-11 | 2022-09-23 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-16 | 2022-09-23 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-12-16 | 2022-09-23 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-09-18 | 2021-12-16 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2020-09-18 | 2021-12-16 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-12 | 2020-09-18 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-08-12 | 2020-09-18 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-07-08 | 2020-07-17 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RO | Type 9 - Asset management | 2019-07-08 | 2020-07-17 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-31 | 2020-07-17 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-31 | 2019-07-08 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-31 | 2019-07-08 |
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-15 | 2019-04-30 |
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-04-19 | 2019-04-30 |
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
RO | Type 9 - Asset management | 2018-04-19 | 2019-04-30 |
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-19 | 2018-04-19 |
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-03-19 | 2018-04-19 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-10-24 | 2017-11-22 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-24 | 2017-11-22 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-18 | 2017-11-22 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-08-27 | 2017-10-24 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-01-06 | 2012-08-17 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-11 | 2012-08-17 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-11 | 2012-08-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-08 | 2011-07-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chao Huang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.