Yann Halleguen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yann Halleguen, a licensed former licensee with CE reference ARS440. This person has 12.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2022-06-30 | 2025-10-29 |
| GFI (HK) Securities L.L.C. | Rep | Type 2 - Dealing in futures contracts | 2022-06-30 | 2025-10-29 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2022-06-30 | 2025-10-29 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-08-05 | 2022-02-11 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2019-08-05 | 2022-02-11 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-12-09 | 2016-01-01 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-09 | 2016-01-01 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2008-10-15 | 2010-07-30 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2008-10-15 | 2010-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yann Halleguen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.