Ho Fung Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Fung Wong (黃浩峰), a licensed Responsible Officer with CE reference ARN622. Currently licensed at 2 firm(s): Orient Securities (Hong Kong) Limited, Orient Capital (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 14.5 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-05-05 | present |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-05-05 | present |
| RaffAello Capital Limited | RO | Type 6 - Advising on corporate finance | 2025-03-20 | 2025-11-20 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-18 | 2024-07-26 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-04-18 | 2024-07-26 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-15 | 2023-01-31 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-03 | 2023-01-31 |
| RaffAello Capital Limited | Rep | Type 6 - Advising on corporate finance | 2015-09-18 | 2021-04-30 |
| RaffAello Securities (HK) Limited | RO | Type 4 - Advising on securities | 2015-08-04 | 2015-08-31 |
| RaffAello Securities (HK) Limited | Rep | Type 4 - Advising on securities | 2014-04-11 | 2015-08-04 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-04 | 2013-09-05 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-18 | 2013-09-05 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-03-18 | 2013-09-05 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-05-26 | 2010-01-23 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-26 | 2010-01-23 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-20 | 2010-01-23 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-20 | 2010-01-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Fung Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.