Dong Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Xu (許東), a licensed Responsible Officer with CE reference ARN422. Currently licensed at 1 firm(s): Hong Shang Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Shang Asset Management (Hong Kong) Company Limited 弘尚資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-07-04 | present |
| Hong Shang Asset Management (Hong Kong) Company Limited 弘尚資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2025-07-04 | present |
| JF International Management Inc. | Rep | Type 4 - Advising on securities | 2017-06-28 | 2017-09-30 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2017-06-28 | 2017-09-30 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2017-06-28 | 2017-09-30 |
| JF International Management Inc. | Rep | Type 9 - Asset management | 2017-06-28 | 2017-09-30 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2017-06-28 | 2017-09-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-24 | 2011-10-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-24 | 2011-10-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-21 | 2009-03-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-08-21 | 2009-03-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dong Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.