Sixuan Li
李斯璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sixuan Li (李斯璇), a licensed former licensee with CE reference ARJ826. This person has 0.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2008-12-18 | 2009-05-26 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2008-12-18 | 2009-05-26 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-31 | 2008-11-22 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-31 | 2008-11-22 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Sixuan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Lei Hao | Neuberger Berman Asia Limited | 2008–2009 |
| Lihui Tang | Neuberger Berman Asia Limited | 2008–2009 |
| Yulin Yao | Neuberger Berman Asia Limited | 2008–2009 |
| Wing Chung Lau | Neuberger Berman Asia Limited | 2008–2009 |
| Junjie Watkins | Neuberger Berman Asia Limited | 2008–2009 |
| Sue Ching Chong | Neuberger Berman Asia Limited | 2008–2009 |
| Fredrick Roy Ingham | Neuberger Berman Asia Limited | 2008–2009 |
| Helen Leung | Neuberger Berman Asia Limited | 2008–2009 |
| Wai Ying Louie | Neuberger Berman Asia Limited | 2008–2009 |
| Ria Therese Nova | Neuberger Berman Asia Limited | 2008–2009 |
| Bradley Okita | Neuberger Berman Asia Limited | 2008–2009 |
| Douglas Brock Williams | Neuberger Berman Asia Limited | 2008–2009 |
| Tak Yen Chow | Neuberger Berman Asia Limited | 2008–2009 |
| Herbert Wing Fung Kwan | Neuberger Berman Asia Limited | 2008–2009 |
| Christopher Reid Manning | Neuberger Berman Asia Limited | 2008–2009 |
| Elizabeth Vishnevskaja | Neuberger Berman Asia Limited | 2008–2009 |
| Tak Wai Chung | Neuberger Berman Asia Limited | 2008–2009 |