Siu Wing Cynthia Lam
林兆泳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wing Cynthia Lam (林兆泳), a licensed Representative with CE reference ARF359. Currently licensed at 1 firm(s): Headwater Capital Company Limited. Active regulated activities: Type 9 - Asset management. This person has 17.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Headwater Capital Company Limited 沁源投資管理有限公司 |
Rep | Type 9 - Asset management | 2023-11-15 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-18 | 2023-06-30 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-18 | 2023-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Wing Cynthia Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.