Kai Yin Mak
麥愷茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yin Mak (麥愷茵), a licensed former licensee with CE reference ARE627. This person has 4.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-09-15 | 2013-06-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-09-15 | 2013-06-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2008-08-19 | 2010-08-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2008-08-19 | 2010-08-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yin Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.