Hsin Yi Chen

陳欣怡
CE No. AQX105 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsin Yi Chen (陳欣怡), a licensed former licensee with CE reference AQX105. This person has 6.8 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
SinoPac Asset Management (Asia) Limited
永豐金資產管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2014-12-19 2018-02-27
SinoPac Asset Management (Asia) Limited
永豐金資產管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2014-12-19 2018-02-27
SinoPac Asset Management (Asia) Limited
永豐金資產管理(亞洲)有限公司
Rep Type 9 - Asset management 2014-12-19 2018-02-27
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2010-09-09 2012-08-31
SinoPac Futures (Asia) Limited
永豐金期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2010-09-09 2012-08-31
Hua Nan Securities (HK) Limited
華南永昌證券(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-10-08 2010-01-02
Hua Nan Securities (HK) Limited
華南永昌證券(香港)有限公司
Rep Type 1 - Dealing in securities 2008-05-21 2010-01-02

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hsin Yi Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi Chung Tam SinoPac Asset Management (Asia) Limited 2014–2018
Chun Yi Huang SinoPac Asset Management (Asia) Limited 2015–2018
Min Lung Lee SinoPac Asset Management (Asia) Limited 2014–2017
Li Chi Chen SinoPac Asset Management (Asia) Limited 2014–2017
I Hui Wang SinoPac Asset Management (Asia) Limited 2014–2017
Wei-Chia Su SinoPac Futures (Asia) Limited 2010–2012
Yuen Ting Wong SinoPac Futures (Asia) Limited 2010–2012
Ru Mei Hsu SinoPac Asset Management (Asia) Limited 2014–2018
Yongqiang Le SinoPac Futures (Asia) Limited 2010–2012
Wen Qu SinoPac Futures (Asia) Limited 2010–2012
Yu-Chin Yang SinoPac Futures (Asia) Limited 2010–2012
Ling Song SinoPac Futures (Asia) Limited 2010–2012
Hau Wan Lang SinoPac Asset Management (Asia) Limited 2014–2018
Kai Yuen Chan SinoPac Asset Management (Asia) Limited 2014–2018
Manuel Schlabbers SinoPac Asset Management (Asia) Limited 2014–2018
Shih-Che Chen SinoPac Asset Management (Asia) Limited 2014–2017
Shu-Ping Chiu SinoPac Asset Management (Asia) Limited 2014–2017
Yi-Chiu Lee SinoPac Asset Management (Asia) Limited 2014–2017
Hui Ping Peng SinoPac Asset Management (Asia) Limited 2014–2017
Hsin-I Wu SinoPac Asset Management (Asia) Limited 2014–2017

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